Filing Details

Accession Number:
0001209191-17-023037
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-27 21:48:26
Reporting Period:
2017-03-23
Filing Date:
2017-03-27
Accepted Time:
2017-03-27 21:48:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1265888 Neustar Inc NSR Communications Services, Nec (4899) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1474756 Henry Skorny 21575 Ridgetop Circle
Sterling CA 20166
Svp, Iot No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-03-23 11,199 $0.00 24,773 No 4 M Direct
Class A Common Stock Disposition 2017-03-23 5,823 $33.10 18,950 No 4 F Direct
Class A Common Stock Acquisiton 2017-03-23 7,906 $0.00 26,856 No 4 M Direct
Class A Common Stock Disposition 2017-03-23 4,126 $33.10 22,730 No 4 F Direct
Class A Common Stock Disposition 2017-03-24 9,156 $33.10 13,574 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Disposition 2017-03-23 11,199 $0.00 11,199 $0.00
Class A Common Stock Restricted Stock Units Disposition 2017-03-23 7,906 $0.00 7,906 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
11,202 No 4 M Direct
7,908 No 4 M Direct
Footnotes
  1. Includes shares that are subject to performance-vested restricted unit agreements under the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan.
  2. The price is equal to the closing price of the Class A Common Stock on March 23, 2017.
  3. These transactions were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on May 16, 2016.
  4. The price range for sales of these shares was between $33.10 and $33.12 per share. Upon appropriate request, the reporting person will provide information regarding the number of shares sold at each separate price.
  5. On April 13, 2015, 33,600 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on March 23, 2017.
  6. Upon the Reporting Person's Termination (as defined in the Amended and Restated NeuStar, Inc. 2009 Stock Incentive Plan (the "Plan"), including by reason of death or Disability (as defined in the Plan), other than by the Issuer for Cause (as defined by the Plan) or by the Reporting Person without Good Reason (as defined in the Restricted Stock Unit Agreement), any unvested restricted stock units that would have vested during the 12 months after such seperation from NeuStar, Inc. shall immediately vest, and the remainder of any unvested restricted stock units shall immediately be forfeited without compensation.
  7. On April 13, 2015, 23,720 restricted stock units were awarded. The portion of the restricted stock units that are being reported in this Form 4 were fully vested on March 23, 2017.