Filing Details

Accession Number:
0001179110-17-005148
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-27 13:41:03
Reporting Period:
2017-03-23
Filing Date:
2017-03-27
Accepted Time:
2017-03-27 13:41:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
745732 Ross Stores Inc ROST Retail-Family Clothing Stores (5651) 941390387
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238926 J Michael Bush 5130 Hacienda Drive
Dublin CA 94568
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-23 900 $8.19 28,318 No 4 M Direct
Common Stock Disposition 2017-03-23 900 $66.53 27,418 No 4 S Direct
Common Stock Acquisiton 2017-03-24 6,526 $8.19 33,944 No 4 M Direct
Common Stock Disposition 2017-03-24 6,526 $66.50 27,418 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-03-23 900 $0.00 900 $8.19
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-03-24 6,526 $0.00 6,526 $8.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,288 2017-05-24 No 4 M Direct
8,762 2017-05-24 No 4 M Direct
Footnotes
  1. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.50 to $66.56, inclusive. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.50 to $66.52, inclusive. The reporting person undertakes to provide to Ross Stores, Inc., any security holder of Ross Stores, Inc., and to the staff of the Securities and Exchange Commission upon request, full information regarding the numbers of shares sold at each separate price within this price range.
  3. Grant to reporting person of an option which begins vesting six months from grant date (Initial Vest Date). On Initial Vest Date, grant vests and becomes exercisable as to 1/6 of shares granted and then vests and becomes exercisable as to 1/36 of shares granted per month thereafter.