Filing Details

Accession Number:
0001122304-17-000036
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-23 16:25:45
Reporting Period:
2017-03-21
Filing Date:
2017-03-23
Accepted Time:
2017-03-23 16:25:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122304 Aetna Inc AET Hospital & Medical Service Plans (6324) 232229683
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231553 M Shawn Guertin Aetna Inc.
151 Farmington Avenue
Hartford CT 06156
Exec. Vice President, Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-21 11,671 $130.62 44,880 No 4 S Direct
Common Stock Acquisiton 2017-03-21 42,250 $72.26 87,130 No 4 M Direct
Common Stock Disposition 2017-03-21 32,753 $129.09 54,377 No 4 F Direct
Common Stock Disposition 2017-03-22 9,497 $128.61 44,880 No 4 S Direct
Common Stock Acquisiton 2017-03-22 51,431 $100.50 96,311 No 4 M Direct
Common Stock Acquisiton 2017-03-22 27,688 $103.45 123,999 No 4 M Direct
Common Stock Disposition 2017-03-22 70,685 $128.33 53,314 No 4 F Direct
Common Stock Disposition 2017-03-23 8,434 $128.41 44,880 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2017-03-21 42,250 $72.26 42,250 $72.26
Common Stock Stock Appreciation Rights Disposition 2017-03-22 51,431 $100.50 51,431 $100.50
Common Stock Stock Appreciation Rights Disposition 2017-03-22 27,688 $103.45 27,688 $103.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-03-03 2024-03-02 No 4 M Direct
25,715 2016-03-02 2025-03-01 No 4 M Direct
55,376 2017-02-19 2026-02-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 623 Indirect By 401(k) Plan
Footnotes
  1. Average weighted share price. Shares sold in multiple transactions at prices ranging from $130.610 to $130.734, inclusive.
  2. Stock Appreciation Right is net settled; amount represents withholding of shares by the Company to pay exercise price and taxes.
  3. Average weighted share price. Shares sold in multiple transactions at prices ranging from $128.25 to $128.62, inclusive.
  4. Represents the pro rata portion of the stock portion of Aetna Common Stock Fund held by reporting person on March 17, 2017 pursuant to Aetna Inc. 401(k) Plan. The information is based on information provided by the Plan Trustee as of that date.