Filing Details

Accession Number:
0000707549-17-000047
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-20 17:59:11
Reporting Period:
2017-03-16
Filing Date:
2017-03-20
Accepted Time:
2017-03-20 17:59:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
707549 Lam Research Corp LRCX Special Industry Machinery, Nec (3559) 942634797
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392424 A Richard Gottscho 4650 Cushing Parkway
Fremont CA 94538
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-16 20,000 $124.50 72,641 No 4 S Direct
Common Stock Disposition 2017-03-16 26,262 $124.50 46,379 No 4 S Direct
Common Stock Acquisiton 2017-03-16 7,242 $51.76 53,621 No 4 M Direct
Common Stock Disposition 2017-03-16 7,242 $124.50 46,379 No 4 S Direct
Common Stock Acquisiton 2017-03-16 4,829 $51.76 51,208 No 4 M Direct
Common Stock Disposition 2017-03-16 4,829 $124.50 46,379 No 4 S Direct
Common Stock Acquisiton 2017-03-16 4,829 $51.76 51,208 No 4 M Direct
Common Stock Disposition 2017-03-16 4,829 $124.50 46,379 No 4 S Direct
Common Stock Acquisiton 2017-03-16 3,722 $80.60 50,101 No 4 M Direct
Common Stock Disposition 2017-03-16 3,722 $124.50 46,379 No 4 S Direct
Common Stock Acquisiton 2017-03-16 3,722 $80.60 50,101 No 4 M Direct
Common Stock Disposition 2017-03-16 3,722 $124.50 46,379 No 4 S Direct
Common Stock Acquisiton 2017-03-16 9,403 $75.57 55,782 No 4 M Direct
Common Stock Disposition 2017-03-16 9,403 $124.50 46,379 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-03-16 7,242 $0.00 7,242 $51.76
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-03-16 4,829 $0.00 4,829 $51.76
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-03-16 4,829 $0.00 4,829 $51.76
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-03-16 3,722 $0.00 3,722 $80.60
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-03-16 3,722 $0.00 3,722 $80.60
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-03-16 9,403 $0.00 9,403 $75.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-02-18 No 4 M Direct
4,829 2021-02-18 No 4 M Direct
0 2021-02-18 No 4 M Direct
7,444 2022-02-11 No 4 M Direct
3,722 2022-02-11 No 4 M Direct
18,806 2023-03-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to 10b5-1 Trading Plan.
  2. Amount reported includes shares subject to unvested Restricted Stock Units.
  3. Shares exercised pursuant to 10b5-1 Trading Plan
  4. 100% of the stock options will vest on 2/18/16.
  5. 33.3% of the stock options will vest on 2/18/15, 2/18/16 and 2/18/17.
  6. 33.3% of the stock options will vest on 2/11/16, 2/11/17, and 2/11/18.
  7. 33.3% of the stock options will vest on 3/1/17, 3/1/18, and 3/1/19.