Filing Details

Accession Number:
0001127602-17-012345
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-20 14:50:03
Reporting Period:
2017-03-16
Filing Date:
2017-03-20
Accepted Time:
2017-03-20 14:50:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
822416 Pultegroup Inc PHM Operative Builders (1531) 382766606
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1231238 Jr J Richard Dugas 3350 Peachtree Road Northeast
Suite 150
Atlanta GA 30326
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-16 3,000 $11.44 1,052,927 No 4 M Direct
Common Stock Disposition 2017-03-16 3,000 $24.00 1,049,927 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-03-16 3,000 $0.00 3,000 $11.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
162,000 2012-02-11 2020-02-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40,612 Indirect Susan Dugas Trust (spouse)
Common Stock 206 Indirect Susan Dugas Bene IRA (Rita M Ochs-DECD)
Units 8,360 Indirect By 401(k) Plan
Footnotes
  1. Fully vested and exercisable.
  2. Pursuant to a plan intended to comply with Rule 10b5-1(c).
  3. The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $24.00 to $24.01, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represents 18,635.164 shares of PulteGroup, Inc. Common Stock held in the Fund as of March 10, 2017.