Filing Details
- Accession Number:
- 0000350698-17-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-15 18:54:10
- Reporting Period:
- 2017-03-13
- Filing Date:
- 2017-03-15
- Accepted Time:
- 2017-03-15 18:54:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 350698 | Autonation Inc. | AN | Retail-Auto Dealers & Gasoline Stations (5500) | 731105145 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1228777 | P Jonathan Ferrando | 200 Sw 1St Ave Suite 1600 Fort Lauderdale FL 33301 | Evp - Gc, Corp Dev & Hr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-03-13 | 30,270 | $35.00 | 80,270 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2017-03-13 | 30,270 | $44.62 | 50,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-03-14 | 30,270 | $41.16 | 80,270 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2017-03-14 | 30,270 | $44.78 | 50,000 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-03-15 | 30,270 | $38.63 | 80,270 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2017-03-15 | 19,620 | $43.45 | 99,890 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2017-03-15 | 48,846 | $45.04 | 51,044 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2017-03-15 | 1,044 | $45.67 | 50,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2017-03-13 | 30,270 | $0.00 | 30,270 | $35.00 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2017-03-14 | 30,270 | $0.00 | 30,270 | $41.16 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2017-03-15 | 30,270 | $0.00 | 30,270 | $38.63 |
| Common Stock, Par Value $0.01 Per Share | Employee Stock Option (right to buy) | Disposition | 2017-03-15 | 19,620 | $0.00 | 19,620 | $43.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-03-01 | No | 4 | M | Direct | |
| 0 | 2022-03-01 | No | 4 | M | Direct | |
| 0 | 2022-03-01 | No | 4 | M | Direct | |
| 6,540 | 2023-03-01 | No | 4 | M | Direct |
Footnotes
- Includes 33,000 shares owned by the reporting person and his wife as tenants by the entirety.
- This transaction was executed in multiple trades at prices ranging from $44.50 to $44.79. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $44.75 to $44.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $44.60 to $45.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- This transaction was executed in multiple trades at prices ranging from $45.59 to $45.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The option became exercisable in 25% annual increments on each of the first four anniversaries of June 1, 2012.
- The portion of the option that was exercised became exercisable in equal annual increments on each of the first three anniversaries of June 1, 2013.
Billionaire Hedge Funds
