Filing Details

Accession Number:
0001158449-17-000069
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-14 16:15:28
Reporting Period:
2017-03-10
Filing Date:
2017-03-14
Accepted Time:
2017-03-14 16:15:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1158449 Advance Auto Parts Inc AAP Retail-Auto & Home Supply Stores (5531) 542049910
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1456483 E Charles Tyson Advance Auto Parts, Inc.
5008 Airport Rd
Roanoke VA 24012
Evp, Merch, Mktg & Supply Chn No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-10 4,616 $73.17 21,948 No 4 M Direct
Common Stock Acquisiton 2017-03-10 1,649 $83.63 23,597 No 4 M Direct
Common Stock Acquisiton 2017-03-10 1,811 $107.93 25,408 No 4 M Direct
Common Stock Acquisiton 2017-03-10 308 $123.32 25,716 No 4 M Direct
Common Stock Acquisiton 2017-03-10 10,260 $73.17 35,976 No 4 M Direct
Common Stock Acquisiton 2017-03-10 3,666 $83.63 39,642 No 4 M Direct
Common Stock Disposition 2017-03-10 15,677 $154.90 23,965 No 4 F Direct
Common Stock Disposition 2017-03-10 2,400 $155.02 21,565 No 4 S Direct
Common Stock Disposition 2017-03-13 12,811 $153.13 8,754 No 4 S Direct
Common Stock Disposition 2017-03-13 3,733 $153.60 5,021 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2017-03-10 4,616 $0.00 4,616 $73.17
Common Stock Common Stock Disposition 2017-03-10 1,649 $0.00 1,649 $83.63
Common Stock Stock Appreciation Rights Disposition 2017-03-10 1,811 $0.00 1,811 $107.93
Common Stock Stock Appreciation Rights Disposition 2017-03-10 308 $0.00 308 $123.32
Common Stock Stock Appreciation Right Disposition 2017-03-10 10,260 $0.00 10,260 $73.17
Common Stock Stock Appreciation Rights Disposition 2017-03-10 3,666 $0.00 3,666 $83.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-03-01 2019-12-03 No 4 M Direct
0 2016-05-28 2020-05-28 No 4 M Direct
0 2017-03-01 2020-12-12 No 4 M Direct
0 2017-03-01 2021-02-10 No 4 M Direct
0 2019-12-03 No 4 M Direct
0 2020-05-28 No 4 M Direct
Footnotes
  1. Represents shares withheld to satisfy exercise price and tax withholding obligations upon the exercise of Stock Appreciation Rights.
  2. The price reported in Column 4 is a weighted average price. These shares were exercised in multiple transactions at prices ranging from $154.85 to $155.02. The Reporting Person has provided to the Issuer,and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.02 to $155.03. The Reporting Person has provided to the Issuer,and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.00 to $153.47. The Reporting Person has provided to the Issuer,and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.50 to $154.11. The Reporting Person has provided to the Issuer,and undertakes to provide any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. These shares became exercisable in three equal annual installments beginning on December 3, 2013.
  7. These shares became exercisable in three equal annual installments beginning on May 28, 2014.