Filing Details

Accession Number:
0000902274-17-000049
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-13 17:07:52
Reporting Period:
2017-03-13
Filing Date:
2017-03-13
Accepted Time:
2017-03-13 17:07:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
902274 Libbey Inc LBY Glass & Glassware, Pressed Or Blown (3220) 341559357
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1215225 A William Foley 300 Madison Avenue
Po Box 10060
Toledo OH 43699-0060
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-13 5,000 $13.30 47,732 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Restricted Stock Units 98,664 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 1988-08-08 1988-08-08 12,241 12,241 Direct
Common Shares NQ - Stock Option (Right to Buy) $17.13 2017-02-17 2026-02-25 126,598 126,598 Direct
Common Stock NQ - Stock Option (Right to Buy) $13.60 2018-02-17 2027-03-01 88,550 88,550 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
1988-08-08 12,241 12,241 Direct
2026-02-25 126,598 126,598 Direct
2027-03-01 88,550 88,550 Direct
Footnotes
  1. Phantom stock units pursuant to the Libbey director's deferred compensation plan (the "Plan"), a 16b(3) plan are acquired in lieu of cash compensation earned as a director for board and board committee service or in lieu of cash dividends on the deferred phantom stock units. The number of units (each equivalent to one common share of Libbey Inc.) acquired are equivalent to the dollar value of the compensation earned based on the market value of Libbey Inc. shares at the time the compensation is earned or the dividend paid. The market value of Libbey Inc. shares is the closing price of the Libbey Inc. shares on the New York Stock Exchange on the last trading day prior to the day the compensation is earned or the dividend is paid. The units earned are settled in cash upon the director's elected settlement date or retirement from the board.