Filing Details

Accession Number:
0001045810-17-000036
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-10 19:43:01
Reporting Period:
2017-03-08
Filing Date:
2017-03-10
Accepted Time:
2017-03-10 19:43:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1045810 Nvidia Corp NVDA Semiconductors & Related Devices (3674) 943177549
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197649 Hsun Jen Huang C/O Nvidia Corporation
2701 San Tomas Expressway
Santa Clara CA 95050
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-08 101,250 $0.00 1,811,456 No 4 A Direct
Common Stock Acquisiton 2017-03-08 50,250 $0.00 1,861,706 No 4 A Direct
Common Stock Acquisiton 2017-03-09 41,670 $18.10 1,903,376 No 4 M Direct
Common Stock Disposition 2017-03-09 26,599 $98.01 1,876,777 No 4 S Direct
Common Stock Disposition 2017-03-09 15,071 $98.82 1,861,706 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Employee Stock Option (Right to Buy) Disposition 2017-03-09 41,670 $0.00 41,670 $18.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-03-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,945,917 Indirect By Trust
Common Stock 1,237,239 Indirect By Partnership
Common Stock 557,000 Indirect By Irrevocable Trust
Common Stock 769,705 Indirect The Jen-Hsun Huang 2016 Annuity Trust I Agreement
Common Stock 769,705 Indirect The Lori Lynn Huang 2016 Annuity Trust II Agreement
Common Stock 769,705 Indirect The Lori Lynn Huang 2016 Annuity Trust I Agreement
Common Stock 769,705 Indirect The Jen-Hsun Huang 2016 Annuity Trust II Agreement
Footnotes
  1. Represents the stretch operating plan number of shares that will be earned, if at all, based on the achievement of a pre-established performance goal during the Issuer's fiscal year ending January 28, 2018. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 150% of the target compensation plan payout of 67,500 shares. If the pre-established performance goal is achieved, the shares earned will vest as to 25% on March 21, 2018 and as to 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.
  2. The shares represent restricted stock units that were received as an award, for no consideration.
  3. Represents the stretch operating plan number of shares that will be earned, if at all, based on the Issuer's relative shareholder return from January 30, 2017 through January 26, 2020. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 33,500 shares. If a pre-established threshold is achieved, the shares earned will vest as to 100% on March 18, 2020, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant.
  4. This transaction was pursuant to a 10b5-1 Plan.
  5. Represents weighted average sales price. The shares were sold at prices ranging from $97.50 to $98.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  6. Represents weighted average sales price. The shares were sold at prices ranging from $98.50 to $99.36. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  7. The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.
  8. The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner.
  9. The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee.
  10. Fully vested.