Filing Details
- Accession Number:
- 0001045810-17-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-10 19:43:01
- Reporting Period:
- 2017-03-08
- Filing Date:
- 2017-03-10
- Accepted Time:
- 2017-03-10 19:43:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1045810 | Nvidia Corp | NVDA | Semiconductors & Related Devices (3674) | 943177549 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197649 | Hsun Jen Huang | C/O Nvidia Corporation 2701 San Tomas Expressway Santa Clara CA 95050 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-03-08 | 101,250 | $0.00 | 1,811,456 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2017-03-08 | 50,250 | $0.00 | 1,861,706 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2017-03-09 | 41,670 | $18.10 | 1,903,376 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-03-09 | 26,599 | $98.01 | 1,876,777 | No | 4 | S | Direct | |
Common Stock | Disposition | 2017-03-09 | 15,071 | $98.82 | 1,861,706 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Employee Stock Option (Right to Buy) | Disposition | 2017-03-09 | 41,670 | $0.00 | 41,670 | $18.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2017-03-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 15,945,917 | Indirect | By Trust |
Common Stock | 1,237,239 | Indirect | By Partnership |
Common Stock | 557,000 | Indirect | By Irrevocable Trust |
Common Stock | 769,705 | Indirect | The Jen-Hsun Huang 2016 Annuity Trust I Agreement |
Common Stock | 769,705 | Indirect | The Lori Lynn Huang 2016 Annuity Trust II Agreement |
Common Stock | 769,705 | Indirect | The Lori Lynn Huang 2016 Annuity Trust I Agreement |
Common Stock | 769,705 | Indirect | The Jen-Hsun Huang 2016 Annuity Trust II Agreement |
Footnotes
- Represents the stretch operating plan number of shares that will be earned, if at all, based on the achievement of a pre-established performance goal during the Issuer's fiscal year ending January 28, 2018. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 150% of the target compensation plan payout of 67,500 shares. If the pre-established performance goal is achieved, the shares earned will vest as to 25% on March 21, 2018 and as to 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.
- The shares represent restricted stock units that were received as an award, for no consideration.
- Represents the stretch operating plan number of shares that will be earned, if at all, based on the Issuer's relative shareholder return from January 30, 2017 through January 26, 2020. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. The stretch operating plan number represents 200% of the target compensation plan payout of 33,500 shares. If a pre-established threshold is achieved, the shares earned will vest as to 100% on March 18, 2020, such that the shares are fully vested on approximately the three (3) year anniversary of the date of grant.
- This transaction was pursuant to a 10b5-1 Plan.
- Represents weighted average sales price. The shares were sold at prices ranging from $97.50 to $98.49. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sales price. The shares were sold at prices ranging from $98.50 to $99.36. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.
- The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner.
- The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee.
- Fully vested.