Filing Details

Accession Number:
0001140361-17-011255
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-09 17:26:00
Reporting Period:
2017-03-08
Filing Date:
2017-03-09
Accepted Time:
2017-03-09 17:26:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1379895 Dynegy Inc. DYN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236545 C Robert Flexon 601 Travis
14Th Floor
Houston TX 77002
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-08 57,542 $0.00 704,614 No 4 M Direct
Common Stock Disposition 2017-03-08 24,108 $7.62 680,506 No 4 F Direct
Common Stock Acquisiton 2017-03-09 25,000 $7.62 705,506 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-03-08 57,542 $0.00 57,542 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
115,083 No 4 M Direct
Footnotes
  1. Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock.
  2. These restricted stock units were withheld to pay the taxes applicable to the vesting of 57,542 units of restricted stock on March 8, 2017.
  3. Reflects closing stock price on March 8, 2017.
  4. Amount includes 20,087 restricted stock units that vest on March 3, 2018, 153,563 restricted stock units that vest on April 30, 2018 and 228,330 restricted stock units that vest in three annual equal installments beginning on March 1, 2018.
  5. On March 8, 2016, the reporting person was granted 172,625 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017.
  6. The price reported in Column 4 is the weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.60 to $7.63, inclusive. The reporting person undertakes to provide Dynegy Inc., any security holder of Dynegy Inc., or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price and within the range set forth herein.