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Home > Insider Trading > Filing (0000927628-17-000125)

Filing Details

Accession Number:: 0000927628-17-000125
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-03-08 17:48:18
Reporting Period:: 2017-03-06

Filing Date:: 2017-03-08
Accepted Time:: 2017-03-08 17:48:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
927628	Capital One Financial Corp	COF	National Commercial Banks (6021)	541719854

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1238033	Jr G John Finneran	1680 Capital One Drive Mclean VA 22102	Gen. Counsel & Corp. Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2017-03-06	9,429	$93.49	22,254	No	4	S	Indirect	Finneran/Cotter Children's Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Finneran/Cotter Children's Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	131,958	Direct

Footnotes

This transaction was executed pursuant to a trading plan entered into by the reporting person on February 3, 2017, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.