Filing Details

Accession Number:
0001403431-17-000061
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-08 15:36:34
Reporting Period:
2017-03-08
Filing Date:
2017-03-08
Accepted Time:
2017-03-08 15:36:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403431 Heritage-Crystal Clean Inc. HCCI Sanitary Services (4950) 260351454
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1428935 John Lucks C/O Heritage-Crystal Clean, Inc.
2175 Point Boulevard, Suite 375
Elgin IL 60123
Senior Vp Sales & Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-08 12,164 $11.50 43,419 No 4 M Direct
Common Stock Disposition 2017-03-08 12,164 $13.80 31,255 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-03-08 12,164 $0.00 12,164 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2018-03-17 No 4 M Direct
Footnotes
  1. Fully vested.