Filing Details

Accession Number:
0001225208-17-005680
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-06 19:40:30
Reporting Period:
2017-03-02
Filing Date:
2017-03-06
Accepted Time:
2017-03-06 19:40:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1564429 J. Bernard Clark 211 Main Street
San Francisco CA 94105
Evp - Advisor Services No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-03-02 1,852 $42.51 59,800 No 4 M Indirect by Trust
Common Stock Acquisiton 2017-03-03 3,186 $42.42 62,986 No 4 M Indirect by Trust
Common Stock Disposition 2017-03-06 5,098 $42.08 57,888 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect by Trust
No 4 M Indirect by Trust
No 4 S Indirect by Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,417 Indirect by 401(k)
Common Stock 613 Indirect by ESOP
Footnotes
  1. Shares acquired on the vesting of restricted stock units.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 29, 2016.