Filing Details

Accession Number:
0001493152-17-002151
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-06 16:21:12
Reporting Period:
2013-02-28
Filing Date:
2017-03-06
Accepted Time:
2017-03-06 16:21:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1435064 Cemtrex Inc CETX Measuring & Controlling Devices, Nec (3829) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1516102 Saagar Govil 19 Engineers Lane
Farmingdale NY 11735
Chairman, Ceo And President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-02-28 1,667 $0.77 1,339,555 No 4 P Direct
Common Stock Acquisiton 2014-06-25 350 $5.96 1,339,905 No 4 P Direct
Common Stock Acquisiton 2015-04-07 17 $2.85 1,339,922 No 4 P Direct
Common Stock Acquisiton 2015-05-12 50 $3.90 1,339,972 No 4 P Direct
Common Stock Acquisiton 2017-02-27 1,000 $3.80 1,340,972 No 4 P Direct
Common Stock Acquisiton 2017-02-28 1,000 $3.71 1,342 No 4 P Direct
Common Stock Acquisiton 2017-02-28 3,000 $3.72 1,344,972 No 4 P Direct
Common Stock Acquisiton 2017-02-28 1,000 $3.70 1,345,972 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Options Acquisiton 2016-02-12 200,000 $1.70 200,000 $1.70
Common Stock Common Stock Options Acquisiton 2016-12-05 200,000 $4.24 200,000 $4.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
200,000 2022-02-12 No 4 A Direct
200,000 2022-12-05 No 4 A Direct
Footnotes
  1. Options vest 50% one year from date of grant and remaining 50% two years from date of grant.
  2. On April 15, 2015 a 6 for 1 reverse stock split was made effective for Cemtrex, Inc. common stock. All share amounts and per share pricing have been adjusted to reflect this reverse stock split.