Filing Details

Accession Number:
0001179110-17-003941
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-06 11:08:23
Reporting Period:
2017-03-02
Filing Date:
2017-03-06
Accepted Time:
2017-03-06 11:08:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
947484 Arch Capital Group Ltd. ACGL Fire, Marine & Casualty Insurance (6331) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1359049 Donald Mark Lyons C/O Arch Capital Group Ltd.
100 Pitts Bay Road, Ground Floor
Pembroke D0 HM 08
Evp,Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares, $.0033 Par Value Per Share Acquisiton 2017-03-02 1,800 $19.29 191,967 No 4 M Direct
Common Shares, $.0033 Par Value Per Share Acquisiton 2017-03-02 4,900 $33.91 196,867 No 4 M Direct
Common Shares, $.0033 Par Value Per Share Acquisiton 2017-03-02 5,000 $38.58 201,867 No 4 M Direct
Common Shares, $.0033 Par Value Per Share Acquisiton 2017-03-02 5,000 $40.10 206,867 No 4 M Direct
Common Shares, $.0033 Par Value Per Share Acquisiton 2017-03-02 12,000 $53.53 218,867 No 4 M Direct
Common Shares, $.0033 Par Value Per Share Disposition 2017-03-02 13,076 $94.60 205,791 No 4 F Direct
Common Shares, $.0033 Par Value Per Share Disposition 2017-03-02 5,635 $95.08 200,156 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares, $.0033 Par Value Per Share Share Appeciation Right Disposition 2017-03-02 1,800 $0.00 1,800 $19.29
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Disposition 2017-03-02 4,900 $0.00 4,900 $33.91
Common Shares, $.0033 Par Value Per Share Share Appeciation Right Disposition 2017-03-02 5,000 $0.00 5,000 $38.58
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Disposition 2017-03-02 5,000 $0.00 5,000 $40.10
Common Shares, $.0033 Par Value Per Share Share Appreciation Right Disposition 2017-03-02 12,000 $0.00 12,000 $53.53
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-05-06 No 4 M Direct
0 2021-05-06 No 4 M Direct
0 2022-05-09 No 4 M Direct
0 2022-09-06 No 4 M Direct
0 2023-05-09 No 4 M Direct
Footnotes
  1. 86,722 of such amount will settle in Issuer's common shares upon the termination of the Reporting Person's employment, as specifically provided in the award agreements.
  2. The share appreciation right became exercisable in three equal annual installments commencing May 6, 2012, subject to the applicable award agreement.
  3. Represents a weighted average sales price; the sales prices range from $95.0621 to $95.17. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the Commission or to the security holder of the issuer.
  4. In connection with the exercise of the five share appreciation rights awards as described in Table II, 13,076 common shares were disposed in satisfaction of the exercise prices (see Table II). The reporting person received a net issuance of 15,624 common shares.
  5. A portion of the proceeds will be used to satisfy state and federal tax obligations.
  6. The share appreciation right became exercisable in three equal annual installments commencing May 9, 2014, subject to the applicable award agreement.
  7. The share appreciation right became exercisable in three equal annual installments commencing September 6, 2013, subject to the applicable award agreement.
  8. The share appreciation right became exercisable in three equal annual installments commencing May 6, 2010, subject to the applicable award agreement.
  9. The share appreciation right became exercisable in three equal annual installments commencing May 9, 2013, subject to the applicable award agreement.