Filing Details

Accession Number:
0001104659-17-013626
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-02 19:59:58
Reporting Period:
2017-03-01
Filing Date:
2017-03-02
Accepted Time:
2017-03-02 19:59:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1337619 Envestnet Inc. ENV () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250893 A Gayle Crowell 35 East Wacker Drive
Suite 2400
Chicago IL 60601
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-03-01 746 $39.00 10,498 No 4 S Indirect By trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Unit $0.00 2019-04-26 2,403 2,403 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-04-26 2,403 2,403 Direct
Footnotes
  1. Sale pursuant to a 10b5-1 plan.
  2. Each restricted stock unit is the economic equivalent of one share of Envestnet, Inc. Common Stock.
  3. This restricted stock unit vests over a 3 year period, 25% of the total amount vests on the date of the grant of restricted stock; and then 25% on each of first three anniversaries of the Grant Date (April 26, 2016).
  4. Each restricted stock award represents the contingent right to receive one share of common stock upon vesting of the unit.
  5. The shares are held directly by a trust of which the reporting person is a trustee and beneficial owner.