Filing Details

Accession Number:
0001209191-17-016933
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-02 18:40:13
Reporting Period:
2017-02-28
Filing Date:
2017-03-02
Accepted Time:
2017-03-02 18:40:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1492426 Horizon Pharma Plc HZNP Pharmaceutical Preparations (2834) 272179987
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602064 Robert Carey C/O Horizon Pharma Plc
Connaught House, 1St Fl, 1 Burlington Rd
Dublin L2 4
Evp, Chief Business Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2017-02-28 6,913 $4.31 127,216 No 4 X Indirect By Robert F. Carey III Trust dated 4/24/2001
Ordinary Shares Disposition 2017-02-28 1,808 $16.48 125,408 No 4 S Indirect By Robert F. Carey III Trust dated 4/24/2001
Ordinary Shares Disposition 2017-03-01 30,000 $16.00 95,408 No 4 S Indirect By Robert F. Carey III Trust dated 4/24/2001
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect By Robert F. Carey III Trust dated 4/24/2001
No 4 S Indirect By Robert F. Carey III Trust dated 4/24/2001
No 4 S Indirect By Robert F. Carey III Trust dated 4/24/2001
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Warrant to Purchase Ordinary Shares (Right to Buy) Disposition 2017-02-28 6,913 $0.00 6,913 $4.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-03-02 2017-03-02 No 4 X Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares 600 Direct
Footnotes
  1. Includes 38,242 shares which were transferred from the Reporting Person to the Trust on January 11, 2017.
  2. Exercise of a warrant to purchase 6,913 ordinary shares of the Issuer for $4.308 per share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 1,808 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 5,105 shares. The warrant was scheduled to expire on March 2, 2017.
  3. On June 1, 2016, 1,173 ordinary shares of the Issuer were acquired by the reporting person pursuant to an employee stock purchase program. The number of Issuer shares previously reported as beneficially owned by the reporting person was incorrectly over reported on a prior Form 4 by 573 shares of the Issuer's common stock, and has been corrected with this filing.