Filing Details
- Accession Number:
- 0000707549-17-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-02 15:28:41
- Reporting Period:
- 2017-02-28
- Filing Date:
- 2017-03-02
- Accepted Time:
- 2017-03-02 15:28:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 707549 | Lam Research Corp | LRCX | Special Industry Machinery, Nec (3559) | 942634797 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343600 | Timothy Archer | 4650 Cushing Parkway Fremont CA 94538 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-02-28 | 5,000 | $119.03 | 85,018 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2017-03-01 | 3,019 | $119.67 | 81,999 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-03-01 | 15,542 | $0.00 | 97,541 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Market-based Performance Restricted Stock Unit | Acquisiton | 2017-03-01 | 19,428 | $0.00 | 19,428 | $0.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2017-03-01 | 15,540 | $0.00 | 15,540 | $119.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,075 | No | 4 | A | Direct | ||
| 89,364 | 2024-03-01 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,385 | Indirect | By 401(k) |
| Common Stock | 518 | Indirect | By Spouse 401(k) |
Footnotes
- Shares sold pursuant to 10b5-1 Trading Plan.
- Amount reported includes shares subject to unvested Restricted Stock Units.
- 33.3% of the RSUs will vest on 3/1/18, 3/1/19, and 3/1/20.
- These Market-based Performance Restricted Stock Units vest between 0% and 150% on 3/01/20. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Sector Index Total Shareholder Return during the performance period of 2/01/17 to 1/31/20.
- 33.3% of the stock options will vest on 3/1/18, 3/1/19, and 3/1/20.
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