Filing Details

Accession Number:
0001179110-17-003543
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-03-01 20:45:18
Reporting Period:
2017-02-27
Filing Date:
2017-03-01
Accepted Time:
2017-03-01 20:45:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012019 Rush Enterprises Inc RUSH Retail-Auto Dealers & Gasoline Stations (5500) 741733016
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1572136 Michael Mcroberts 555 Ih 35 South, Suite 500
New Braunfels TX 78130
Coo & Svp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2017-02-27 6,667 $23.48 12,031 No 4 M Direct
Class A Common Stock Disposition 2017-02-27 6,667 $35.38 5,364 No 4 S Direct
Class A Common Stock Acquisiton 2017-02-27 3,334 $25.70 8,698 No 4 M Direct
Class A Common Stock Disposition 2017-02-27 3,334 $35.38 5,364 No 4 S Direct
Class B Common Stock Disposition 2017-02-27 500 $33.01 37,415 No 4 S Direct
Class B Common Stock Disposition 2017-02-28 1,000 $32.22 36,415 No 4 S Direct
Class B Common Stock Disposition 2017-03-01 1,101 $32.42 35,314 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Option (right to buy) Disposition 2017-02-27 6,667 $0.00 6,667 $23.48
Class A Common Stock Option (right to buy) Disposition 2017-02-27 3,334 $0.00 3,334 $25.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,333 2022-03-15 No 4 M Direct
6,666 2023-03-15 No 4 M Direct
Footnotes
  1. Includes 582 shares acquired on July 1, 2016, under the Rush Enterprises, Inc. Employee Stock Option Plan ("ESPP") and 577 shares acquired on January 1, 2017, under the ESPP.
  2. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.18 to $35.46. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.94 to $33.17. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Includes unvested restricted stock units.
  5. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.50. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.05 to $32.89. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. Options may be exercised in increments of 1/3 on the anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date.