Filing Details
- Accession Number:
- 0000098246-17-000037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-03-01 15:42:19
- Reporting Period:
- 2017-02-27
- Filing Date:
- 2017-03-01
- Accepted Time:
- 2017-03-01 15:42:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1016748 | K. Charles Marquis | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Disposition | 2016-05-28 | 848 | $0.00 | 49,269 | No | 5 | G | Direct | |
| Common Stock $.01 Par | Disposition | 2016-12-19 | 650 | $0.00 | 28,980 | No | 5 | G | Indirect | By Revocable Trust |
| Common Stock $.01 Par | Acquisiton | 2017-02-27 | 10,000 | $37.65 | 59,269 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Disposition | 2017-02-27 | 10,000 | $92.01 | 49,269 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Indirect | By Revocable Trust |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Non-Qualified Stock Option (Right to Buy) | Disposition | 2017-02-27 | 10,000 | $0.00 | 10,000 | $37.65 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-01-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $.01 Par | 56,000 | Indirect | By Irrevocable Trust |
Footnotes
- Shares transferred to the Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
- 1,269 shares in the total is an unvested restricted stock unit grant.
- Shares were transferred to a 501(c)(3) entity.
- 848 shares were transferred on 5/28/16 from directly owned shares to the Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03. On 12/19/16 the Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03 transferred 650 shares to a 501(c)(3) entity.
- Charles and Cynthia Marquis Joint Revocable Trust dated 12/8/03.
- Irrevocable Trust titled "Marquis 2012 Children's Trust." Reporting person is the sole trustee of the trust. Reporting person disclaims beneficial ownership of Tiffany & Co. stock held by the Marquis 2012 Children's Trust.
- Options granted pursuant to the Tiffany & Co. 1998 Director Option Plan, which complies with Rule 16b-3, on January 17, 2008. The option vested in two equal annual installments on January 17, 2009 and 2010.
- Total grant 10,000 shares. 0 shares previously exercised.
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