Filing Details
- Accession Number:
- 0001326160-17-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-28 17:31:23
- Reporting Period:
- 2017-02-24
- Filing Date:
- 2017-02-28
- Accepted Time:
- 2017-02-28 17:31:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1326160 | Duke Energy Corp | DUK | Electric & Other Services Combined (4931) | 202777218 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1631925 | H. Melissa Anderson | 550 S Tryon Street Charlotte NC 28202 | Evp,Administration&Chief Hroff | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-02-24 | 294 | $81.96 | 11,945 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-02-25 | 266 | $81.96 | 11,679 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-02-27 | 500 | $81.79 | 11,179 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-24 | 1,409 | $81.96 | 1,558 | No | 4 | A | Indirect | By 401(k) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Indirect | By 401(k) |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Phantom Stock | Acquisiton | 2017-02-24 | 984 | $81.96 | 984 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 984 | No | 4 | A | Indirect |
Footnotes
- Includes 1,408.96 shares acquired under the Duke Energy Retirement Savings Plan ("401(k)").
- Converts to Common Stock on a 1-for-1 basis.
- Includes 984.37 shares of Phantom Stock acquired under the Duke Energy Executive Savings Plan.
- Immediate.
- Generally payable upon reporting person's termination of service.
Billionaire Hedge Funds
