Filing Details

Accession Number:
0000775158-17-000032
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-27 11:10:01
Reporting Period:
2017-02-23
Filing Date:
2017-02-27
Accepted Time:
2017-02-27 11:10:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
775158 Oshkosh Corp OSK Motor Vehicles & Passenger Car Bodies (3711) 390520270
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1499638 R. Frank Nerenhausen C/O Oshkosh Corporation
2307 Oregon Street
Oshkosh WI 54902
Evp & Pres. Access Segment No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-23 1,200 $54.63 41,118 No 4 M Direct
Common Stock Disposition 2017-02-23 1,200 $69.05 39,918 No 4 S Direct
Common Stock Acquisiton 2017-02-23 20,000 $28.73 59,918 No 4 M Direct
Common Stock Disposition 2017-02-23 20,000 $69.00 39,918 No 4 S Direct
Common Stock Acquisiton 2017-02-24 1,800 $54.63 41,718 No 4 M Direct
Common Stock Disposition 2017-02-24 1,800 $65.67 39,918 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Disposition 2017-02-23 1,200 $0.00 1,200 $54.63
Common Stock Options Disposition 2017-02-23 20,000 $0.00 20,000 $28.73
Common Stock Options Disposition 2017-02-24 1,800 $0.00 1,800 $54.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,800 2017-10-17 No 4 M Direct
0 2017-09-20 No 4 M Direct
0 2017-10-17 No 4 M Direct
Footnotes
  1. Reporting Person completed a cashless exercise of OSK stock options granted to Reporting Person in 2007 and due to expire on October 17, 2017.
  2. Represents weighted average price. Individual sales by lot ranged from $69.00 to $69.10. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price.
  3. Reporting Person completed a cashless exercise of OSK stock options granted to Reporting Person in 2010 and due to expire on September 20, 2017.
  4. Option (right to buy) granted pursuant to the Company's Stock Plan.
  5. Options vest in one-third (1/3) annual increments commencing on 09/17/2008.
  6. Options vest in one-third (1/3) annual increments commencing on 09/20/2011.