Filing Details

Accession Number:
0001140361-17-009241
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-02-24 19:59:17
Reporting Period:
2017-02-21
Filing Date:
2017-02-24
Accepted Time:
2017-02-24 19:59:17
Original Submission Date:
2017-02-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1212458 Proofpoint Inc PFPT Services-Computer Processing & Data Preparation (7374) 510414846
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1547393 Eric Hahn C/O Proofpoint, Inc.
892 Ross Drive
Sunnyvale CA 94089
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-21 3,549 $83.03 125,501 No 4 S Direct
Common Stock Disposition 2017-02-21 39,741 $83.69 85,760 No 4 S Direct
Common Stock Disposition 2017-02-21 951 $83.03 212,767 No 4 S Indirect By Family Trust
Common Stock Disposition 2017-02-21 10,759 $83.69 202,008 No 4 S Indirect By Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Family Trust
No 4 S Indirect By Family Trust
Footnotes
  1. The shares sold was incorrectly reported in the original Form 4 due to broker administrative error.
  2. The weighted average sales price per share was incorrectly reported in the original Form 4 due to broker administrative error.
  3. The amount of securities beneficially owned was incorrectly reported in the original Form 4 due to broker administrative error.