Filing Details

Accession Number:
0001224295-17-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-24 15:52:18
Reporting Period:
2017-02-22
Filing Date:
2017-02-24
Accepted Time:
2017-02-24 15:52:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
106640 Whirlpool Corp WHR Household Appliances (3630) 381490038
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224295 M Jeff Fettig Whirlpool Corporation
2000 N M-63
Benton Harbor MI 49022
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-22 40,250 $88.49 54,983 No 4 M Direct
Common Stock Disposition 2017-02-22 40,250 $180.70 14,733 No 4 S Direct
Common Stock Acquisiton 2017-02-23 40,250 $88.49 54,983 No 4 M Direct
Common Stock Disposition 2017-02-23 10,989 $179.95 43,994 No 4 S Direct
Common Stock Disposition 2017-02-23 21,363 $180.69 22,631 No 4 S Direct
Common Stock Disposition 2017-02-23 7,898 $181.41 14,733 No 4 S Direct
Common Stock Acquisiton 2017-02-24 40,200 $88.49 54,933 No 4 M Direct
Common Stock Disposition 2017-02-24 14,112 $178.67 40,821 No 4 S Direct
Common Stock Disposition 2017-02-24 25,216 $179.37 15,605 No 4 S Direct
Common Stock Disposition 2017-02-24 872 $180.15 14,733 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Employee Stock Options (Right to Buy) Disposition 2017-02-22 40,250 $0.00 40,250 $88.49
Common Employee Stock Options (Right to Buy) Disposition 2017-02-23 40,250 $0.00 40,250 $88.49
Common Employee Stock Option (Right to Buy) Disposition 2017-02-24 40,200 $0.00 40,200 $88.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
80,450 2011-02-19 2018-02-19 No 4 M Direct
40,200 2011-02-19 2018-02-19 No 4 M Direct
0 2011-02-19 2018-02-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 32,000 Indirect By March 16, 2016 GRAT
Common Stock 67,150 Indirect By September 28, 2015 GRAT
Common Stock 95,000 Indirect By October 27, 2016 GRAT
Common Stock 7,618 Indirect 401(k) Stock Fund
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.41 to $180.92, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.29 to $180.28, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.29 to $181.28, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.29 to $181.96, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.13 to $179.12, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $179.13 to $180.10, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $180.13 to $180.20, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.