Filing Details

Accession Number:
0001126328-17-000064
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-23 17:30:47
Reporting Period:
2017-02-22
Filing Date:
2017-02-23
Accepted Time:
2017-02-23 17:30:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126328 Principal Financial Group Inc PFG Accident & Health Insurance (6321) 421520346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1636094 Mary Nora Everett 711 High Street
Des Moines IA 50392
President - Ris No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-22 11,290 $62.63 46,269 No 4 M Direct
Common Stock Disposition 2017-02-22 11,290 $63.00 34,979 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-02-22 11,290 $0.00 11,290 $62.63
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-02-26 2017-02-26 No 4 M Direct
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2016.
  2. Includes 3,133 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.