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Home > Insider Trading > Filing (0001126328-17-000063)

Filing Details

Accession Number:
0001126328-17-000063
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-23 17:30:08
Reporting Period:
2017-02-22
Filing Date:
2017-02-23
Accepted Time:
2017-02-23 17:30:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1126328 Principal Financial Group Inc PFG Accident & Health Insurance (6321) 421520346
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205451 P Gary Scholten 711 High Street
Des Moines IA 50392		 Evp & Ch Info Officer No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-22 20,900 $60.10 78,087 No 4 M Direct
Common Stock Disposition 2017-02-22 20,900 $63.10 57,187 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-02-22 20,900 $0.00 20,900 $60.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-02-26 2018-02-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 652 Indirect By 401(k) Plan
Common Stock 192 Indirect By Spouse
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2016.
  2. Includes 11,728 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.