Filing Details

Accession Number:
0001573725-17-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-22 19:15:57
Reporting Period:
2017-02-17
Filing Date:
2017-02-22
Accepted Time:
2017-02-22 19:15:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
106640 Whirlpool Corp WHR Household Appliances (3630) 381490038
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573725 F Esther Berrozpe Whirlpool Corporation
2000 N. M-63
Benton Harbor MI 49022
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-17 438 $0.00 9,950 No 4 M Direct
Common Stock Disposition 2017-02-17 199 $177.19 9,751 No 4 F Direct
Common Stock Acquisiton 2017-02-17 5,000 $0.00 14,751 No 4 M Direct
Common Stock Disposition 2017-02-17 2,281 $177.19 12,470 No 4 F Direct
Common Stock Acquisiton 2017-02-17 764 $111.33 13,234 No 4 M Direct
Common Stock Acquisiton 2017-02-17 2,888 $138.56 16,122 No 4 M Direct
Common Stock Acquisiton 2017-02-17 2,582 $132.19 18,704 No 4 M Direct
Common Stock Disposition 2017-02-17 6,234 $176.84 12,470 No 4 S Direct
Common Stock Acquisiton 2017-02-20 5,000 $0.00 17,470 No 4 M Direct
Common Stock Disposition 2017-02-20 2,281 $177.19 15,189 No 4 F Direct
Common Stock Acquisiton 2017-02-20 1,010 $0.00 16,199 No 4 M Direct
Common Stock Disposition 2017-02-20 460 $177.19 15,739 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Restricted Stock Units Disposition 2017-02-17 438 $0.00 438 $0.00
Common Restricted Stock Units Disposition 2017-02-17 5,000 $0.00 5,000 $0.00
Common Employee Stock Options (Right to Buy) Disposition 2017-02-17 764 $0.00 764 $111.33
Common Employee Stock Options (Right to Buy) Disposition 2017-02-17 2,888 $0.00 2,888 $138.56
Common Employee Stock Options (Right to Buy) Disposition 2017-02-17 2,582 $0.00 2,582 $132.19
Common Restricted Stock Units Disposition 2017-02-20 5,000 $0.00 5,000 $0.00
Common Restricted Stock Units Disposition 2017-02-20 1,010 $0.00 1,010 $0.00
Common Restricted Stock Units Acquisiton 2017-02-20 1,321 $0.00 1,321 $0.00
Common Employee Stock Options (Right to Buy) Acquisiton 2017-02-20 5,316 $0.00 5,316 $177.19
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
0 No 4 M Direct
0 2016-02-18 2023-02-18 No 4 M Direct
0 2017-02-17 2024-02-17 No 4 M Direct
5,012 2017-02-15 2026-02-15 No 4 M Direct
0 No 4 M Direct
0 No 4 M Direct
1,321 No 4 A Direct
5,316 2027-02-20 No 4 A Direct
Footnotes
  1. Vesting of restricted stock unit awards made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $176.65 to $176.94, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the prices set forth in this footnote.
  3. Vesting of performance-based restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
  4. Restricted stock units will vest and convert one-for-one to shares as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.
  5. Options will vest and become exercisable as follows: one-third on 02/20/2018; one-third on 02/20/2019; and one-third on 02/20/2020.
  6. Remaining options will vest and become exercisable in two equal installments on 02/15/2018 and 02/15/2019.