Filing Details

Accession Number:
0001039399-17-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-21 17:52:24
Reporting Period:
2017-02-16
Filing Date:
2017-02-21
Accepted Time:
2017-02-21 17:52:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1039399 Formfactor Inc FORM Semiconductors & Related Devices (3674) 133711155
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1339595 Thomas Dennis St 7005 Southfront Road
Livermore CA 94551
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-16 105,100 $7.52 270,033 No 4 M Direct
Common Stock Disposition 2017-02-16 5,100 $11.98 264,933 No 4 S Direct
Common Stock Disposition 2017-02-16 100,000 $11.79 164,933 No 4 S Direct
Common Stock Acquisiton 2017-02-17 84,214 $7.52 249,147 No 4 M Direct
Common Stock Disposition 2017-02-17 6,249 $11.90 242,898 No 4 S Direct
Common Stock Disposition 2017-02-17 77,965 $11.85 164,933 No 4 S Direct
Common Stock Acquisiton 2017-02-21 7,368 $7.52 172,301 No 4 M Direct
Common Stock Disposition 2017-02-21 7,368 $11.95 164,933 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-02-16 105,100 $7.52 105,100 $7.52
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-02-17 84,214 $7.52 84,214 $7.52
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2017-02-21 7,368 $7.52 7,368 $7.52
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
187,929 2017-09-13 No 4 M Direct
103,715 2017-09-13 No 4 M Direct
96,347 2017-09-13 No 4 M Direct
Footnotes
  1. All shares sold at an exact price.
  2. Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $11.75 through $11.875. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $11.85 through $11.875. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years.