Filing Details

Accession Number:
0001633978-17-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-17 18:13:43
Reporting Period:
2017-02-15
Filing Date:
2017-02-17
Accepted Time:
2017-02-17 18:13:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1633978 Lumentum Holdings Inc. LITE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234673 S Alan Lowe C/O Lumentum
400 North Mccarthy Blvd
Milpitas CA 95035
Ceo And President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-15 12,783 $0.00 153,439 No 4 M Direct
Common Stock Disposition 2017-02-15 4,827 $49.45 148,612 No 4 F Direct
Common Stock Disposition 2017-02-17 7,956 $51.30 140,656 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-02-15 12,783 $0.00 12,783 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
76,698 2016-11-15 No 4 M Direct
Footnotes
  1. Each unit converts upon vesting into one share of common stock.
  2. These shares were retained by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award. The amount retained by the Company was not in excess of the amount of the tax liability.
  3. Sale of shares pursuant to 10b5-1 plan dated 5/31/2016.
  4. Restricted Stock Units have no expiration date.