Filing Details

Accession Number:
0001209191-17-012078
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-17 16:15:12
Reporting Period:
2017-02-15
Filing Date:
2017-02-17
Accepted Time:
2017-02-17 16:15:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113232 Axcelis Technologies Inc ACLS Special Industry Machinery, Nec (3559) 341818596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1411134 J William Bintz 108 Cherry Hill Drive
Beverly MA 01915
Evp, Product Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-02-15 2,727 $0.00 44,476 No 4 D Direct
Common Stock Disposition 2017-02-15 1,309 $0.00 43,167 No 4 F Direct
Common Stock Acquisiton 2017-02-16 18,000 $4.64 61,167 No 4 M Direct
Common Stock Disposition 2017-02-16 18,000 $16.00 43,167 No 4 S Direct
Common Stock Acquisiton 2017-02-16 2,250 $6.40 45,417 No 4 M Direct
Common Stock Disposition 2017-02-16 2,250 $16.05 43,167 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2017-02-16 18,000 $0.00 18,000 $4.64
Common Stock Stock option (right to buy) Acquisiton 2017-02-16 2,250 $0.00 2,250 $6.40
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-11-16 2019-11-16 No 4 M Direct
35,250 2014-07-15 2020-07-15 No 4 M Direct
Footnotes
  1. These shares were issuable on restricted stock units which forfeited on February 15, 2017 as a result of the non-achievement of 2016 performance goals.
  2. These shares were withheld by the Company to cover the tax withholding obligations of the executive on the vesting of restricted stock units on February 15, 2017.
  3. On February 15, 2017, restricted stock units with performance vesting terms granted in May 2016 were determined to have vested as to 60% of the units. The remaining units forfeited. The shares issued to the executive on the vested units were reduced by shares having a value equal to the executive's tax withholding obligation. After these events, of the shares held by the executive as of February 15, 2017, 20,455 were issuable on vesting of other restricted stock units which remain subject to forfeiture.
  4. Of the shares held as of February 16, 2017, 20,455 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.