Filing Details
- Accession Number:
- 0001127602-17-006809
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-17 13:52:07
- Reporting Period:
- 2017-02-15
- Filing Date:
- 2017-02-17
- Accepted Time:
- 2017-02-17 13:52:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526943 | Christopher Moral-Niles Del | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Acquisiton | 2017-02-15 | 4,703 | $14.04 | 87,786 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-15 | 303 | $26.28 | 87,483 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-15 | 4,400 | $26.28 | 83,083 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Acquisiton | 2017-02-15 | 6,763 | $14.02 | 89,846 | No | 4 | M | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-15 | 4,763 | $26.25 | 85,083 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-15 | 1,700 | $26.28 | 83,383 | No | 4 | S | Direct | |
| Common Stock $0.01 Par Value | Disposition | 2017-02-15 | 300 | $26.28 | 83,083 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-02-15 | 4,703 | $0.00 | 4,703 | $14.04 |
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2017-02-15 | 6,763 | $0.00 | 6,763 | $14.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-03-23 | No | 4 | M | Direct | |
| 25,000 | 2023-01-22 | No | 4 | M | Direct |
Footnotes
- Options vest in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.
Billionaire Hedge Funds
