Filing Details
- Accession Number:
- 0001127602-17-006671
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-16 17:43:48
- Reporting Period:
- 2017-02-15
- Filing Date:
- 2017-02-16
- Accepted Time:
- 2017-02-16 17:43:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1628590 | W David Gibbs | 7100 Corporate Drive Plano TX 75024 | President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-15 | 6,127 | $24.32 | 39,098 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-15 | 2,179 | $68.39 | 36,919 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-02-15 | 3,948 | $68.31 | 32,971 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-15 | 6,603 | $26.56 | 39,574 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-15 | 2,565 | $68.39 | 37,009 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2017-02-15 | 4,038 | $68.36 | 32,971 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2017-02-15 | 6,127 | $0.00 | 6,127 | $24.32 |
| Common Stock | Stock Appreciation Right | Disposition | 2017-02-15 | 6,603 | $0.00 | 6,603 | $26.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,254 | 2011-09-20 | 2017-09-20 | No | 4 | M | Direct |
| 19,811 | 2009-01-24 | 2018-01-24 | No | 4 | M | Direct |
Footnotes
- Pursuant to 10b5-1 Plan
- This transaction was executed in multiple trades at prices ranging from $68.30 to $68.36. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $68.30 to $68.36. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Vesting occurs on a quarterly basis beginning one year from grant date.
Billionaire Hedge Funds
