Filing Details
- Accession Number:
- 0001439288-17-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-16 17:02:46
- Reporting Period:
- 2017-02-15
- Filing Date:
- 2017-02-16
- Accepted Time:
- 2017-02-16 17:02:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1439288 | Rexnord Corp | RXN | General Industrial Machinery & Equipment (3560) | 205197013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1525211 | A. Todd Adams | 4701 West Greenfield Avenue Milwaukee WI 53214 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-15 | 55,000 | $4.79 | 124,200 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-15 | 32,925 | $22.35 | 91,275 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2017-02-15 | 55,000 | $0.00 | 55,000 | $4.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 110,138 | 2017-04-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,834 | Indirect | By 401(k) Plan |
| Common Stock | 1,200 | Indirect | By SEP IRA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $9.61 | 2018-06-24 | 89,914 | 89,914 | Direct | |
| Common Stock | Stock Option (right to buy) | $4.80 | 2019-07-30 | 224,785 | 224,785 | Direct | |
| Common Stock | Stock Option (right to buy) | $4.80 | 2019-09-11 | 499,524 | 499,524 | Direct | |
| Common Stock | Stock Option (right to buy) | $8.89 | 2020-10-29 | 166,508 | 166,508 | Direct | |
| Common Stock | Stock Option (right to buy) | $18.00 | 2012-03-29 | 2022-03-29 | 937,000 | 937,000 | Direct |
| Common Stock | Stock Option (right to buy) | $19.70 | 2017-05-20 | 2026-05-20 | 1,092,044 | 1,092,044 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-06-24 | 89,914 | 89,914 | Direct |
| 2019-07-30 | 224,785 | 224,785 | Direct |
| 2019-09-11 | 499,524 | 499,524 | Direct |
| 2020-10-29 | 166,508 | 166,508 | Direct |
| 2022-03-29 | 937,000 | 937,000 | Direct |
| 2026-05-20 | 1,092,044 | 1,092,044 | Direct |
Footnotes
- The transactions were executed pursuant to a Rule 10b5-1 plan.
- This transaction was executed in multiple trades at prices ranging from $22.22 to $22.411. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
- Based on information from the trustee of the 401(k) Plan.
- Option fully vested.
- One half of the original option vested three years from the date listed above and the other half vests five years from the date listed above.
- The original option vests in three annual installments beginning on the date listed above.
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