Filing Details

Accession Number:
0001467858-17-000056
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-15 20:31:03
Reporting Period:
2017-02-13
Filing Date:
2017-02-15
Accepted Time:
2017-02-15 20:31:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1467858 General Motors Co GM Motor Vehicles & Passenger Car Bodies (3711) 270756180
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1569823 Karl-Thomas Neumann 300 Renaissance Center
M/C: 492-C23-D24
Detroit MI 48265-3000
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-13 6,229 $0.00 15,755 No 4 M Direct
Common Stock Disposition 2017-02-13 2,958 $35.52 12,797 No 4 F Direct
Common Stock Disposition 2017-02-13 1,379 $35.38 11,418 No 4 S Direct
Common Stock Acquisiton 2017-02-13 112,128 $0.00 123,546 No 4 A Direct
Common Stock Disposition 2017-02-13 53,239 $35.52 70,307 No 4 F Direct
Common Stock Disposition 2017-02-14 31,079 $36.71 39,228 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2017-02-13 6,229 $0.00 6,229 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. The Common Stock reported in this item was issued and delivered upon the vesting of a grant of Restricted Stock Units ("RSUs") awarded on June 11, 2014, pursuant to the Company's 2014 Long-Term Incentive Plan (the "GMLTIP"). This is the final installment of this delivery. Each RSU represents a right to receive one share of the Company's Common Stock upon settlement.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in November 2015. Upon entry into the plan, the Reporting Person provided instructions to his broker to sell shares in quantities and at prices determined at that time. Pursuant to the terms of the plan, the Reporting Person has no discretion to modify those instructions.
  3. On June 11, 2014, the Reporting Person received a grant of Performance Stock Units (PSUs). Under the grant, PSUs could be earned based on the achievement of performance conditions relating to ROIC-adjusted and Global Market Share from January 1, 2014 to December 31, 2016. PSUs vested and settled in shares of common stock on February 13, 2017.
  4. The RSUs in this item were granted on June 11, 2014 and were settled on February 13, 2017.
  5. The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire.