Filing Details
- Accession Number:
- 0001039399-17-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-15 17:53:27
- Reporting Period:
- 2017-02-13
- Filing Date:
- 2017-02-15
- Accepted Time:
- 2017-02-15 17:53:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039399 | Formfactor Inc | FORM | Semiconductors & Related Devices (3674) | 133711155 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1339595 | Thomas Dennis St | 7005 Southfront Road Livermore CA 94551 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-13 | 18,404 | $7.52 | 183,337 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-13 | 18,404 | $12.15 | 164,933 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-14 | 80,397 | $7.52 | 245,330 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-14 | 80,397 | $12.01 | 164,933 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-15 | 58,170 | $7.52 | 223,103 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-15 | 58,170 | $12.13 | 164,933 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-13 | 18,404 | $7.52 | 18,404 | $7.52 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-14 | 80,397 | $7.52 | 80,397 | $7.52 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-02-15 | 58,170 | $7.52 | 58,170 | $7.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 431,596 | 2017-09-13 | No | 4 | M | Direct | |
| 351,199 | 2017-09-13 | No | 4 | M | Direct | |
| 293,029 | 2017-09-13 | No | 4 | M | Direct |
Footnotes
- Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.15 through $12.175. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.00 through $12.05. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Price represents the weighted average sale price for the transaction reported. Price range of shares sold is $12.05 through $12.20. Reporting person undertakes to provide upon request by the SEC staff or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- The Stock Option was granted pursuant to the Issuer's 2002 Equity Incentive Plan and vest over 4 years, with 25% vesting on September 13, 2011 and the remainder vesting in equal monthly installments over the following three years.
Billionaire Hedge Funds
