Filing Details

Accession Number:
0001209191-17-011091
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-15 16:33:46
Reporting Period:
2017-02-13
Filing Date:
2017-02-15
Accepted Time:
2017-02-15 16:33:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1113232 Axcelis Technologies Inc ACLS Special Industry Machinery, Nec (3559) 341818596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1314431 J Kevin Brewer C/O Axcelis Technologies, Inc.
108 Cherry Hill Drive
Beverly MA 01915
Evp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-13 18,876 $3.72 80,512 No 4 M Direct
Common Stock Disposition 2017-02-13 14,311 $16.40 66,201 No 4 S Direct
Common Stock Disposition 2017-02-13 1,650 $16.45 64,551 No 4 S Direct
Common Stock Disposition 2017-02-13 2,915 $16.50 61,636 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Acquisiton 2017-02-13 18,876 $0.00 18,876 $3.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-07-16 2019-07-16 No 4 M Direct
Footnotes
  1. Of the shares held as of February 13, 2017, 40,000 were issuable on vesting of restricted stock units granted under the 2012 Equity Incentive Plan and are subject to forfeiture.