Filing Details

Accession Number:
0001246360-17-000658
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-14 21:35:11
Reporting Period:
2017-02-11
Filing Date:
2017-02-14
Accepted Time:
2017-02-14 21:35:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
766421 Alaska Air Group Inc. ALK Air Transportation, Scheduled (4512) 911292054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1274498 Brandon Pedersen 19300 International Blvd
Seattle WA 98188
Exec Vp/Finance & Cfo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-11 5,180 $0.00 21,180 No 4 A Direct
Restricted Stock Unit Disposition 2017-02-11 5,180 $0.00 8,180 No 4 J Direct
Common Stock Disposition 2017-02-11 1,727 $97.35 19,453 No 4 F Direct
Common Stock Acquisiton 2017-02-13 1,972 $38.76 21,425 No 4 M Direct
Common Stock Disposition 2017-02-13 1,972 $97.46 19,453 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 J Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock EMPLOYEE STOCK OPTION (RT TO BUY) Disposition 2017-02-13 1,972 $0.00 1,972 $38.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,918 2015-02-11 2024-02-11 No 4 M Direct
Footnotes
  1. COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS AWARDED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.
  2. FULLY VESTED RESTRICTED STOCK UNITS ISSUED IN ALASKA AIR GROUP COMMON STOCK.
  3. COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS.
  4. PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.
  5. SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 4/26/2016.
  6. REMAINING OPTIONS INCLUDE 472 VESTED AND 2,446 VESTING ON 02/11/2018.