Filing Details
- Accession Number:
- 0001246360-17-000658
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-14 21:35:11
- Reporting Period:
- 2017-02-11
- Filing Date:
- 2017-02-14
- Accepted Time:
- 2017-02-14 21:35:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766421 | Alaska Air Group Inc. | ALK | Air Transportation, Scheduled (4512) | 911292054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1274498 | Brandon Pedersen | 19300 International Blvd Seattle WA 98188 | Exec Vp/Finance & Cfo | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2017-02-11 | 5,180 | $0.00 | 21,180 | No | 4 | A | Direct | |
Restricted Stock Unit | Disposition | 2017-02-11 | 5,180 | $0.00 | 8,180 | No | 4 | J | Direct | |
Common Stock | Disposition | 2017-02-11 | 1,727 | $97.35 | 19,453 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2017-02-13 | 1,972 | $38.76 | 21,425 | No | 4 | M | Direct | |
Common Stock | Disposition | 2017-02-13 | 1,972 | $97.46 | 19,453 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | J | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | EMPLOYEE STOCK OPTION (RT TO BUY) | Disposition | 2017-02-13 | 1,972 | $0.00 | 1,972 | $38.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,918 | 2015-02-11 | 2024-02-11 | No | 4 | M | Direct |
Footnotes
- COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS AWARDED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.
- FULLY VESTED RESTRICTED STOCK UNITS ISSUED IN ALASKA AIR GROUP COMMON STOCK.
- COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS.
- PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.
- SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 4/26/2016.
- REMAINING OPTIONS INCLUDE 472 VESTED AND 2,446 VESTING ON 02/11/2018.