Filing Details
- Accession Number:
- 0001225208-17-003104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-14 13:01:54
- Reporting Period:
- 2017-02-13
- Filing Date:
- 2017-02-14
- Accepted Time:
- 2017-02-14 13:01:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1562215 | A Mark Goldfarb | 211 Main Street San Francisco CA 94105 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-13 | 14,345 | $19.21 | 35,492 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-02-13 | 1,343 | $13.67 | 36,835 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-13 | 15,688 | $40.94 | 21,147 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2017-02-13 | 14,345 | $0.00 | 14,345 | $19.21 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2017-02-13 | 1,343 | $0.00 | 1,343 | $13.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-05-20 | No | 4 | M | Direct | |
| 0 | 2022-12-12 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $40.86 to $40.98. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The date first exercisable is 5/20/14.
- The date first exercisable is 12/12/13.
Billionaire Hedge Funds
