Filing Details

Accession Number:
0001127602-17-005683
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-14 09:58:11
Reporting Period:
2017-02-13
Filing Date:
2017-02-14
Accepted Time:
2017-02-14 09:58:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1000697 Waters Corp WAT Laboratory Analytical Instruments (3826) 133668640
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596850 G Eugene Cassis 34 Maple Street
Milford MA 01757
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-13 3,000 $79.15 31,027 No 4 M Direct
Common Stock Disposition 2017-02-13 3,000 $150.39 28,027 No 4 S Direct
Common Stock Acquisiton 2017-02-13 3,000 $87.06 31,027 No 4 M Direct
Common Stock Disposition 2017-02-13 3,000 $150.40 28,027 No 4 S Direct
Common Stock Acquisiton 2017-02-13 15,000 $98.21 43,027 No 4 M Direct
Common Stock Disposition 2017-02-13 15,000 $149.81 28,027 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-02-13 3,000 $0.00 3,000 $79.15
Common Stock Stock Option (Right to Buy) Disposition 2017-02-13 3,000 $0.00 3,000 $87.06
Common Stock Stock Option (Right to Buy) Disposition 2017-02-13 15,000 $0.00 15,000 $98.21
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-12-07 2021-12-07 No 4 M Direct
3,000 2013-12-11 2022-12-11 No 4 M Direct
10,000 2014-12-06 2023-12-06 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,965 Indirect by ESPP
Common Stock 6,386 Indirect by Wife
Common Stock 2,097 Indirect by Wife's 401k
Common Stock 1,084 Indirect by Wife's ESPP