Filing Details
- Accession Number:
- 0001127602-17-005586
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-13 18:34:52
- Reporting Period:
- 2017-02-09
- Filing Date:
- 2017-02-13
- Accepted Time:
- 2017-02-13 18:34:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822416 | Pultegroup Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1322996 | R James Ellinghausen | 3350 Peachtree Road Northeast Suite 150 Atlanta GA 30326 | Exec. Vice President-Hr | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-02-09 | 26,186 | $21.42 | 397,850 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-09 | 25,399 | $0.00 | 423,249 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2017-02-09 | 10,791 | $21.29 | 412,458 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-02-09 | 32,880 | $0.00 | 445,338 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct |
Footnotes
- The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $21.417 to $21.427, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- These shares are fully vested and exercisable.
- These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2013 Senior Management Incentive Plan.
- These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award.
Billionaire Hedge Funds
