Filing Details

Accession Number:
0001209191-17-009660
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-10 17:23:37
Reporting Period:
2017-02-08
Filing Date:
2017-02-10
Accepted Time:
2017-02-10 17:23:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1390777 Bank Of New York Mellon Corp BK State Commercial Banks (6022) 132614959
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1502259 T Brian Shea The Bank Of New York Mellon Corporation
225 Liberty Street
New York NY 10286
Vice Chairman No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-08 80,494 $22.03 348,486 No 4 M Direct
Common Stock Disposition 2017-02-08 80,494 $45.07 267,992 No 4 S Direct
Common Stock Acquisiton 2017-02-08 119,182 $30.13 387,174 No 4 M Direct
Common Stock Disposition 2017-02-08 119,182 $45.07 267,992 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 02/23/2012 Stock Options Disposition 2017-02-08 80,494 $0.00 80,494 $22.03
Common Stock 02/24/2011 Stock Options Disposition 2017-02-08 119,182 $0.00 119,182 $30.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-23 2022-02-23 No 4 M Direct
0 2012-02-24 2021-02-24 No 4 M Direct
Footnotes
  1. Represents the weighted average price of shares sold with actual prices ranging from $44.92 to $45.16. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
  2. Grant of Stock Options under the BNY Mellon Long-Term Incentive Plan. Grant became exercisable in annual increments beginning on the date indicated.
  3. Not Applicable