Filing Details

Accession Number:
0001225208-17-002792
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2017-02-10 17:09:20
Reporting Period:
2016-07-22
Filing Date:
2017-02-10
Accepted Time:
2017-02-10 17:09:20
Original Submission Date:
2016-07-25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
316709 Schwab Charles Corp SCHW Security Brokers, Dealers & Flotation Companies (6211) 943025021
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
923738 R Charles Schwab 211 Main Street
San Francisco CA 94105
Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-07-22 21,375 $0.00 3,806,450 No 5 G Indirect by Spouse as Trustee
Common Stock Disposition 2016-04-24 630,000 $30.17 102,550,543 No 4 S Indirect by Trust
Common Stock Disposition 2016-04-27 417,300 $30.33 104,837,293 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Indirect by Spouse as Trustee
No 4 S Indirect by Trust
No 4 S Indirect by Trust
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $18.0881 to $18.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.