Filing Details

Accession Number:
0001127602-17-005001
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-10 15:57:07
Reporting Period:
2017-02-09
Filing Date:
2017-02-10
Accepted Time:
2017-02-10 15:57:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1069202 Lennox International Inc LII Air-Cond & Warm Air Heatg Equip & Comm & Indl Refrig Equip (3585) 420991521
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1296605 D John Torres 2140 Lake Park Blvd
Richardson TX 75080
Evp, Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Disposition 2017-02-09 5,934 $163.83 6,963 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2017-02-09 300 $164.28 6,663 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-02-09 1,285 $0.00 7,948 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-02-09 2,069 $0.00 10,017 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2017-02-09 380 $0.00 10,397 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Non-qualified Stock Appreciation Right Disposition 2017-02-09 3,537 $0.00 3,537 $81.11
Common Stock, Par Value $0.01 Per Share Non-qualified Stock Appreciation Right Disposition 2017-02-09 6,523 $0.00 6,523 $92.64
Common Stock, Par Value $0.01 Per Share Non-qualified Stock Appreciation Right Disposition 2017-02-09 2,653 $0.00 2,653 $131.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-12-12 2020-12-12 No 4 M Direct
3,262 2015-12-12 2021-12-12 No 4 M Direct
5,306 2016-12-11 2022-12-11 No 4 M Direct
Footnotes
  1. Reflects a weighted average sale price of $163.832 at prices ranging from $163.22 to $164.21 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  2. Reflects a weighted average sale price of $164.282 at prices ranging from $164.23 to $164.36 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. One third of the Stock Appreciation Rights became exercisable on 12/12/2014 and each year thereafter. The entire grant became fully exercisable on 12/12/2016.
  4. One third of the Stock Appreciation Rights will become exercisable on 12/12/2015 and each year thereafter. The entire grant will become fully exercisable on 12/12/2017.
  5. One third of the Stock Appreciation Rights will become exercisable on 12/11/2016 and each year thereafter. The entire grant will become fully exercisable on 12/11/2018.