Home > Insider Trading > Filing (0001015780-17-000022)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1015780	E Trade Financial Corp	ETFC	Savings Institution, Federally Chartered (6035)	942844166

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1580536	A Karl Roessner	1271 Avenue Of The Americas 14Th Floor New York NY 10020-1302	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2017-02-07	8,305	$35.20	260,364	No	4	F	Direct
Common Stock	Acquisiton	2017-02-08	3,712	$14.60	264,076	No	4	M	Direct
Common Stock	Disposition	2017-02-08	3,712	$34.73	260,364	No	4	S	Direct
Common Stock	Disposition	2017-02-08	4,690	$34.72	255,674	No	4	S	Direct
Common Stock	Disposition	2017-02-08	8,074	$34.72	247,600	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	F	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2017-02-08	3,712	$0.00	3,712	$14.60

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2017-02-11	No	4	M	Direct

Footnotes

Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 7, 2014.
Acquisition of common stock upon the exercise of stock options.
Sale of common stock pursuant to a Rule 10b5-1 plan entered into on August 5, 2015, including shares sold to cover the costs and tax liabilities associated with the exercise of stock options.
Sale of common stock pursuant to a Rule 10b5-1 plan entered into on August 5, 2015.
The stock options vested in three annual installments beginning on February 11, 2011.