Filing Details
- Accession Number:
- 0001231205-17-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-07 16:16:17
- Reporting Period:
- 2017-02-03
- Filing Date:
- 2017-02-07
- Accepted Time:
- 2017-02-07 16:16:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 40545 | General Electric Co | GE | Electronic & Other Electrical Equipment (No Computer Equip) (3600) | 140689340 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685062 | Leon David Joyce | General Electric Company 41 Farnsworth Street Boston MA 02210 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-03 | 400,000 | $0.00 | 738,907 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-03 | 254,895 | $29.60 | 484,012 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-02-03 | 500,000 | $0.00 | 984,012 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-03 | 346,209 | $29.60 | 637,803 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2017-02-03 | 159,662 | $29.56 | 478,141 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-02-03 | 400,000 | $0.00 | 400,000 | $9.57 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-02-03 | 500,000 | $0.00 | 500,000 | $11.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-03-12 | No | 4 | M | Direct | |
| 0 | 2019-07-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,780 | Indirect | 401(k) |
Footnotes
- This transaction was conducted outside a trading venue.
- This transaction was conducted via an internal systemizer.
- The stock option vested in five equal annual installments of 20% each beginning on the first anniversary of the grant date of March 12, 2009.
- The stock option vested in five equal annual installments of 20% each beginning on the first anniversary of the grant date of July 23, 2009.
Billionaire Hedge Funds
