Filing Details
- Accession Number:
- 0001127602-17-004319
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-02-07 15:24:33
- Reporting Period:
- 2017-02-03
- Filing Date:
- 2017-02-07
- Accepted Time:
- 2017-02-07 15:24:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822416 | Pultegroup Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245230 | M Steven Cook | 3350 Peachtree Road Northeast Suite 150 Atlanta GA 30326 | Evp, Ch. Legal Ofcr, Corp Secy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-02-03 | 5,727 | $21.37 | 235,899 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2017-02-03 | 15,000 | $10.93 | 250,899 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-03 | 15,000 | $21.33 | 235,899 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-02-03 | 5,000 | $11.36 | 240,899 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-02-03 | 5,000 | $21.33 | 235,899 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-02-03 | 15,000 | $0.00 | 15,000 | $10.93 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-02-03 | 5,000 | $0.00 | 5,000 | $11.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-12-06 | 2017-12-06 | No | 4 | M | Direct |
| 52,000 | 2010-12-09 | 2018-12-09 | No | 4 | M | Direct |
Footnotes
- These shares were surrendered to issuer to cover tax obligations on common shares on which the restrictions have lapsed.
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