Filing Details

Accession Number:
0000927628-17-000021
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-02-03 16:40:58
Reporting Period:
2017-02-01
Filing Date:
2017-02-03
Accepted Time:
2017-02-03 16:40:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927628 Capital One Financial Corp COF National Commercial Banks (6021) 541719854
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1691706 J Michael Wassmer 1680 Capital One Drive
Mclean VA 22102
President, U.s. Card No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-01 8,750 $76.79 75,689 No 4 M Direct
Common Stock Disposition 2017-02-01 8,750 $88.10 66,939 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2017-02-01 8,750 $0.00 8,750 $76.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-03-01 No 4 M Direct
Footnotes
  1. Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
  2. This option became exercisable in 1/3 increments beginning on March 2, 2008 and annually thereafter.