Filing Details
- Accession Number:
- 0000098246-17-000028
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-27 15:02:16
- Reporting Period:
- 2017-01-25
- Filing Date:
- 2017-01-27
- Accepted Time:
- 2017-01-27 15:02:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1550544 | W. Andrew Hart | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $.01 Par | Acquisiton | 2017-01-25 | 4,500 | $61.12 | 7,786 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Acquisiton | 2017-01-25 | 8,489 | $61.80 | 16,275 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Acquisiton | 2017-01-25 | 11,250 | $63.76 | 27,525 | No | 4 | M | Direct | |
| Common Stock $.01 Par | Disposition | 2017-01-25 | 21,504 | $80.13 | 6,021 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-01-25 | 4,500 | $0.00 | 4,500 | $61.12 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-01-25 | 8,489 | $0.00 | 8,489 | $61.80 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2017-01-25 | 11,250 | $0.00 | 11,250 | $63.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-05-17 | No | 4 | M | Direct | |
| 25,467 | 2026-01-20 | No | 4 | M | Direct | |
| 0 | 2023-01-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $.01 Par | 3 | Indirect | By ESPP |
| Common Stock $.01 Par | 275 | Indirect | By ESOP |
| Common Stock $.01 Par | 83 | Indirect | By 401(K) |
Footnotes
- The price in Column 4 is a weighted average price. The price actually received ranged from $79.87 to $80.37 per share. The reporting person's broker has provided to the issuer and the issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Option granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on May 17, 2012. The option vested in four equal annual installments on May 17, 2013, 2014, 2015 and 2016.
- Total grant 9,000 shares. 4,500 shares previously exercised.
- Option granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16b-3, on January 20, 2016. The option vests in four equal annual installments on January 20, 2017, 2018, 2019 and 2020.
- Total grant 33,956 shares. 0 shares previously exercised.
- Option granted pursuant to the Tiffany & Co. 2005 Employee Incentive Plan, which complies with Rule 16b-3, on January 16, 2013. The option vested in four equal annual installments on January 16, 2014, 2015, 2016 and 2017.
- Total grant 15,000 shares. 3,750 shares previously exercised.
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