Filing Details

Accession Number:
0001225208-17-001353
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-01-19 16:58:10
Reporting Period:
2017-01-17
Filing Date:
2017-01-19
Accepted Time:
2017-01-19 16:58:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
19617 Jpmorgan Chase & Co JPM National Commercial Banks (6021) 132624428
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1539649 B Douglas Petno Jpmorgan Chase &Amp; Co.
270 Park Avenue
New York NY 10017-2070
Ceo Commercial Banking No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-01-18 21,532 $83.67 86,338 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2017-01-17 36,499 $0.00 36,499 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
36,499 2020-01-13 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 137,663 Indirect By GRAT
Footnotes
  1. Sale pursuant to 10b5-1 Plan dated November 9, 2016.
  2. Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2016, with the remaining 50% awarded in the form of Performance Share Units (PSUs), consistent with last year.
  3. Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.
  4. Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2017 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee.
  5. Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020.