Filing Details
- Accession Number:
- 0001093557-17-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-01-18 19:37:15
- Reporting Period:
- 2017-01-13
- Filing Date:
- 2017-01-18
- Accepted Time:
- 2017-01-18 19:37:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1093557 | Dexcom Inc | DXCM | Surgical & Medical Instruments & Apparatus (3841) | 330857544 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1343856 | A Jorge Valdes | 6340 Sequence Drive San Diego CA 92121 | Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-01-13 | 8,927 | $9.80 | 81,261 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-13 | 8,927 | $80.00 | 72,334 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-01-13 | 10,000 | $7.63 | 82,334 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-13 | 10,000 | $80.00 | 72,334 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2017-01-13 | 7,173 | $9.80 | 79,507 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-01-13 | 7,173 | $80.00 | 72,334 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2017-01-13 | 10,000 | $80.00 | 10,000 | $7.63 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2017-01-13 | 8,927 | $80.00 | 8,927 | $9.80 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2017-01-13 | 7,173 | $80.00 | 7,173 | $9.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-05-19 | 2018-05-19 | No | 4 | M | Direct |
| 0 | 2011-03-12 | 2020-03-12 | No | 4 | M | Direct |
| 20,900 | 2011-03-12 | 2020-03-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,499 | Indirect | by Trust |
Footnotes
- On November 4, 2016 Mr. Valdes adopted a 10b5-1 Plan. This 10b5-1 Plan allows the orderly disposition of shares owned by Mr. Valdes. The shares set forth above were sold pursuant to the 10b5-1 Plan.
- Included in this number are 72,334 unvested restricted stock units, 38,000 of which were granted on March 8, 2016 and shall vest through March 8, 2019, 22,500 of which were granted on March 8, 2015 and shall vest through March 8, 2018 and 11,834 of which were granted on March 8, 2014 and shall vest through March 8, 2017.
- Shares are held by the Valdes-Lopez-Calleja Family Trust U/A/D 05/18/2011, with respect to which the reporting person is a trustee.
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